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William Hicks

Faculty bibliography for Professor Hicks

Publications

J. William Hicks

C. Ben Dutton Professor Emeritus of Law, 2005-present; Professor of Law, 1978-2005

Books

EXEMPTED TRANSACTIONS UNDER THE SECURITIES ACT OF 1933. New York: Clark Boardman, 1979.

LIMITED OFFERING EXEMPTIONS, REGULATION D. New York: Clark Boardman, 1982.

RESALES OF RESTRICTED SECURITIES. New York: Clark Boardman, 1989.

CIVIL LIABILITIES: ENFORCEMENT AND LITIGATION UNDER THE 1933 ACT. St. Paul, MN: West Group, 2001. 

EXEMPTED TRANSACTIONS UNDER THE SECURITIES ACT OF 1933. St. Paul, MN: West Group, 2001.

INTERNATIONAL DIMENSIONS OF U.S. SECURITIES LAW. Eagan, MN: Thomson/West, 2005.

Articles

Intrastate Offerings Under Rule 147, 72 MICHIGAN LAW REVIEW 463 (1974). [HeinOnline]

Recapitalizations Under Section 3(a)(9) of the Securities Act of 1933, 61 VIRGINIA LAW REVIEW 1057 (1975). [HeinOnline]

Commercial Paper: An Exempted Security Under Section 3(a)(3) of the Securities Act of 1933, 24 UCLA LAW REVIEW 227 (1976). [HeinOnline]

The Concept of Transaction As a Restraint on Resale Limitations, 49 OHIO STATE LAW JOURNAL 417 (1988). [HeinOnline]

Securities Regulation: Challenges in the Decades Ahead, 21 SECURITIES LAW REVIEW 3 (1989).

The Extraterritorial Reach of American Securities Law (with Marek Wierzbowski), 7-8 PRZEGLAD SADOWY 53 (1993).

Securities Regulation: Challenges in the Decades Ahead, 68 INDIANA LAW JOURNAL 791 (1993). [HeinOnline]

The Listing of Daimler-Benz A.G. Securities on the NYSE: Conflicting Interests and Regulatory Policies, 37 GERMAN YEARBOOK OF INTERNATIONAL LAW 360 (1994). [HeinOnline]

Misrepresentation in the Sale of Stock: Which Buyers Are Protected?, 1994/95 PREVIEW OF UNITED STATE SUPREME COURT CASES 96 (Oct. 21,1994). [HeinOnline]

Protection of Individual Investors Under U.S. Securities Laws: The Impact of International Regulatory Competition, 1 INDIANA JOURNAL OF GLOBAL LEGAL STUDIES 431 (1994). [HeinOnline]

General Solicitation and 1933 Act Registration Exemption Reform, 6 THE SECURITIES REPORTER 18 (2001).

​Harmonization of Disclosure Standards for Cross-Border Share Offerings: Approaching an “International Passport” to Capital Markets, 9 INDIANA JOURNAL OF GLOBAL LEGAL STUDIES 361 (2002). [HeinOnline]